First Name: Last Name:
Employee ID:

Select the best answer for each question. Be sure to answer all questions before you select the Score and Submit button.

1. Providing a foreign person with Technical Data in the US is the same as providing a foreign person Technical Data in a foreign country.
   True
   False
   
2. If you have export authorization from one USG agency, you do not need additional USG agencies to approve your export transaction.
   True
   False
   
3. If you are not aware of what your customer ultimately intends to do with a product (end-use) you export or a service you provide; for example transfer that product to a third party or another foreign national — you are not held responsible for their actions.
   True
   False
   
   
4. Defense services require special licensing.
   True
   False
   
   
5. Sharing stories from previous jobs that involved military or law enforcement duties with foreign nationals may be considered an export.
   True
   False
   
   
6. An IC may hand-carry their own weapons and body armor overseas to support a contract.
   True
   False
   
   
7. U.S. Persons (citizens) working for and thus representing a foreign company are generally treated as Foreign Persons.
   True
   False
   
   
8. Materials handed out at Trade Shows are not controlled by the USG.
   True
   False
   
   
9. Entering into a Technical Discussion with a Foreign National at a Trade Show is permissible - when that person is already familiar with the subject.
   True
   False
   
   
10. All U.S. Parties involved in your activity must be registered with DoS.
    True
    False
    
    
11. Recordkeeping is the most important aspect of export compliance.
    True
    False
    
    
12. Allied nations get a higher or better level of technology than those who are less favored.
    True
    False
    
    
13. You may not use your agreement until you have sent the signed version in to DTC.
    True
    False
    
    
14. Individuals may be fined up to one million dollars and sentenced to 10 years in prison for export violations.
    True
    False
    
    
15. Exporters that are not registered with the Department of State may be in violation of U.S. Export regulations.
    True
    False
    
    
16. Which USG agency controls ITAR defense articles and services?
    U.S. Dept. of State
    U.S. Dept. of Commerce
    Food and Drug Administration
    
    
17. Your _______ is the person who makes decisions related to export and import controls.
    Supervisor
    Compliance Professional
    Department of State
    
    
18. A ________ is an agreement between the U.S. applicant and the foreign party for the performance of a defense service(s) or the disclosure of technical data.
    DSP-73
    Technical Assistance Agreement or TAA
    Permanent Export License
    
    
19. A ______ states a Foreign Party will not transfer or sell any items that are SME without the prior approval of the U.S. Stated Department.
    Non-Disclosure Agreement
    Permanent Export License
    DSP-83 or Non-Transfer and Use Certificate
    
    
20. An __________ statement explains the purpose of their contract with your organization and what they intend to do with the equipment, technical data, or defense service that you are providing.
    End-Use Statement
    Export Authorization
    Non-Disclosure Agreement
    
    
21. _____________ will always be required for the production (manufacture) overseas of SME or the sale of Major Defense Equipment (MDE) valued at $25 million for NATO, Australia, New Zealand, South Korea, or Japan or $100 million for the sale of Defense Articles or defense services to NATO Australia, New Zealand, or Japan.
    DSP-85
    Congressional Notification
    End-User Statement
    
    
22. _________ are conditions of issuance on an export authorization that an organization must follow.
    Precedent Licenses
    Technical Assistance Agreements
    Provisos
    
    
23. A _________ outlines all the DTC requirements as well as any internal requirements that the organization may wish to impose.
    Export Control Plan
    Export Approval
    End-User Statement
    
    
24. Employees and ICs who willfully violate these regulations will be subject to ________.
    disciplinary action up to and including termination
    no action will be taken
    disciplinary action but not up to termination
    
    
25. Doing export controlled business in countries that are on the denied or embargoed lists requires a _____________ before the transaction can be approved.
    Congressional Notification
    Presidential Waiver
    Proviso Issuance
    
    

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